RiskInventory

RiskInventory

info

**Fact - Business Unique ** A set of controls identified to mitigate a collection of risks. For example, all data points associated with Algo trading i.e. risks, controls and control attributes.

Properties

Name	Type	Description	Max Length
Code	STRING	The business code used as a unique identifier	255
IsDeleted	BOOLEAN	True/False - Indicates whether this record has been marked as deleted
IsApproved	BOOLEAN	True/False - Indicates whether this record has been approved for use
Id	GUID	Internal system identifier (NOT TO BE USED FOR EXTERNAL REFERENCE)
AuditId	GUID	Internal system reference to audit change control record

Example JSON

[
    {
        "Id": "DDB3A6EB-00DF-4413-8745-061DB5AA1FF7",
        "Code": "ETRISK",
        "AuditId": "C2F42C5B-346C-46F9-ABCF-33F021AD6F66",
        "IsDeleted": false,
        "IsApproved": true
    }
]

RiskInventoryInstance

info

**Fact - Versioned Details Instance ** A set of controls identified to mitigate a collection of risks. For example, all data points associated with Algo trading i.e. risks, controls and control attributes.

Properties

Name	Type	Description	Max Length
Version	INTEGER	Incremental counter detailing the version of the record
Description	STRING	A statement that gives details about the business record
AuditId	GUID	Internal system reference to audit change control record
IsLatestVersion	BOOLEAN	True/False - Indicates whether this is the most recent record for a business code
Name	STRING	The business name used as a unique label	255
Id	GUID	Internal system identifier (NOT TO BE USED FOR EXTERNAL REFERENCE)
IsApproved	BOOLEAN	True/False - Indicates whether this record has been approved for use
RiskInventoryId	GUID	Internal system identifier that indicates related Risk Inventory record
IsDeleted	BOOLEAN	True/False - Indicates whether this record has been marked as deleted

Example JSON

[
    {
        "Id": "4809DF82-EC17-4201-9A64-11203D79D500",
        "RiskInventoryId": "524C91E8-9BBE-44D8-BFF0-71A1285A193A",
        "Name": "Equity Capital Markets",
        "Description": "Includes all Controls (and related risk mappings) that are mapped to all business organisations within the Equity Capital Markets business set (B0102) and a Control Family of \"Specific\"",
        "Version": 1,
        "IsLatestVersion": true,
        "IsDeleted": false,
        "IsApproved": true,
        "AuditId": "ACBA7433-99FE-4830-9108-85612DB92914"
    }
]

Data Quality Rules