RegulatoryArticle
RegulatoryArticle
info
**Fact - Business Unique ** A section of a rule or directive set by a body authorised to protect or monitor the activities of an industry.
Properties
| Name | Type | Description | Max Length |
|---|---|---|---|
| IsDeleted | BOOLEAN | True/False - Indicates whether this record has been marked as deleted | |
| Code | STRING | The business code used as a unique identifier | 255 |
| Id | GUID | Internal system identifier (NOT TO BE USED FOR EXTERNAL REFERENCE) | |
| IsApproved | BOOLEAN | True/False - Indicates whether this record has been approved for use | |
| RegulationId | GUID | Internal system identifier that indicates related Regulation record | |
| AuditId | GUID | Internal system reference to audit change control record |
Example JSON
[
{
"Id": "B2CA00CA-7074-4A76-A209-000CACAABDD5",
"Code": "RTS 6 Article 25 (1) - Due diligence assessments of prospective clearing clients",
"RegulationId": "41BDFE02-9993-40DF-8860-0CC429714356",
"AuditId": "2B917CD6-887C-4DC6-8A14-CBE0E323421A",
"IsDeleted": false,
"IsApproved": true
}
]
RegulatoryArticleInstance
info
**Fact - Versioned Details Instance ** A section of a rule or directive set by a body authorised to protect or monitor the activities of an industry.
Properties
| Name | Type | Description | Max Length |
|---|---|---|---|
| Body2 | STRING | ||
| AuditId | GUID | Internal system reference to audit change control record | |
| Id | GUID | Internal system identifier (NOT TO BE USED FOR EXTERNAL REFERENCE) | |
| RegulatoryArticleId | GUID | Internal system identifier that indicates related Regulatory Article record | |
| IsDeleted | BOOLEAN | True/False - Indicates whether this record has been marked as deleted | |
| Version | INTEGER | Incremental counter detailing the version of the record | |
| IsLatestVersion | BOOLEAN | True/False - Indicates whether this is the most recent record for a business code | |
| IsApproved | BOOLEAN | True/False - Indicates whether this record has been approved for use | |
| Body | STRING | Defines the body of text contained in the article | |
| Body6 | STRING | ||
| Body5 | STRING | ||
| Body3 | STRING | ||
| EffectiveFromDate | datetime | ||
| URL | STRING | ||
| Body4 | STRING | ||
| Theme | STRING | A theme or thematic trend is a business or firm level focus area that impacts the focus of the business and firm and how it is being run. These themes can apply across different or all businesses, business functions, risks and controls and they can often be driven by regulations or Government strategy. Examples include Environmental, Social and Corporate Governance (ESG) or Resilience. |
Example JSON
[
{
"Id": "74C1F5B9-7DF2-415F-AECE-0001F78BD9F7",
"RegulatoryArticleId": "3C265E68-1687-488C-AE0F-4AE62DDF2574",
"Body": "248.6 Information to be included in privacy notices.",
"Body2": "Securities and Exchange Commission",
"Body3": "Subpart A - Regulation S-P: Privacy of Consumer Financial Information and Safeguarding Personal Information",
"Body4": "Privacy and Opt Out Notices",
"Body5": null,
"Body6": null,
"URL": "https://www.ecfr.gov/current/title-17/chapter-II/part-248/subpart-A/subject-group-ECFR9b9aaa72c4af3f3/section-248.6",
"EffectiveFromDate": 1617667200000,
"Theme": null,
"Version": 3,
"IsLatestVersion": false,
"IsDeleted": false,
"IsApproved": true,
"AuditId": "A4DC2FDC-7562-4EB8-9BCC-D09302004777"
}
]